Print Edition
May 2013 
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SEC Modifies Settlement Language For Cases Involving Criminal Convictions |
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Lisa M. Noller and Jonathan W. Garlough, July 2012 |
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The Securities and Exchange Commission announced this year that it would no longer allow a defendant to ‘neither admit nor deny’ the allegations raised against it by the SEC when the defendant has already admitted to, or been convicted of, criminal violations stemming from the same conduct. This policy had acknowledged that criminal and civil proceedings do not necessarily overlap, and also more...
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