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Financier Worldwide presents its Financial Institutions: Risk and Regulatory Compliance: Corporate Advisor Handbook 2017. This comprehensive publication contains detailed profiles of leading experts around the world who advise financial institutions on risk and regulatory compliance. Comprising lawyers, accountants and consultants, this group of industry practitioners provide a unique and practical perspective for financial institutions looking to more effectively manage their risk and compliance functions. These experts have extensive knowledge of risk supervision, governance frameworks, compliance costs, data analytics, policies and procedures, reputation risk and cyber risk, among many other areas. Their regulatory insight encompasses bank supervision and stress testing, capital and leverage ratios, markets and trading, as well as analysing specific pieces of legislation. Whether you are a decision-maker at a financial institution seeking advice on risk and regulatory matters, or an advisor looking to expand your network by forging new relationships, this Handbook provides contacts with the experience to meet your needs.

INTRODUCTION

2017 has thus far been a year in which fundamental changes have swept through the risk and regulatory compliance firmament – a wide-reaching global overhaul of accepted practices, with financial institutions (FIs) at the forefront of the entities impacted. Among the global business risks causing particular angst are those posed by macroeconomic developments (austerity programmes, commodity price increases, deflation and inflation); political risks (the rise of anti-establishment, nation-first parties); business interruption (supply chain disruption and vulnerability); cyber incidents (cyber crime, IT failure and data breaches); new technologies (impact of increasing connectivity, artificial intelligence and nanotechnology); and market developments (volatility, market stagnation, new entrants, M&A and market fluctuation). Such risks of course concern every business in one way or another and to a lesser or greater extent; however, as far as FIs are concerned, the challenge posed by new legislation and regulation is particularly acute, with compliance requirements requiring constant monitoring and refining as they evolve within the context of an uncertain regulatory landscape and a business world awash with risk.

COUNTRY CHAPTERS

Argentina

Brazil

British Virgin Islands

Canada

Chile

China

Denmark

Finland

France

Germany

Guernsey

Hong Kong

Hungary

India

Indonesia

Ireland

Japan

Jersey

Mexico

Netherlands

Norway

Poland

Portugal

Russian Federation

South Africa

Spain

Sweden

Switzerland

United Arab Emirates

United Kingdom

United States

Vietnam

PROFILED FIRMS

ABT - Advocates and Notaries Public

Advokatfirmaet Steenstrup Stordrange DA

Andersen Partners

Anjie Law Firm

Ashurst

Badertscher Rechtsanwälte AG

Berwin Leighton Paisner LLP

Bharucha & Partners

Cascione, Pulino, Boulos & Santos Advogados

Cassels Brock

Clifford Chance

Corporate Research and Investigations LLC

Covington & Burling

Cuatrecasas

Czublun Trebicki Kancelaria Radców Prawnych Sp. P.

DLA Piper

Eversheds Sutherland

FLV & Associés

Forbes Hare

Gowling WLG

Grette DA

Guerrero Olivos

Haavind

Hamilton

Hatstone Lawyers

Hogan Lovells

HSA Advocates

Hutabarat Halim & Rekan Lawyers

Jeantet

Jones Day

KPMG

Kuri Breña, Sánchez Ugarte y Aznar

Lakatos, Köves and Partners

Levy & Salomão Advogados

Lexia Attorneys

LK Shields

Makarim & Taira S

MAQS Advokatbyrå

Marval O’Farrell & Mairal

Milbank, Tweed, Hadley & McCloy LLP

Monastyrsky, Zyuba, Stepanov & Partners

Morgan, Lewis & Bockius LLP

Njord

Norton Rose Fulbright

SCA Ontier LLP

Severgnini, Robiola, Grinberg & Tombeur

Skadden, Arps, Slate, Meagher & Flom LLP

Slaughter and May

Stewarts Law LLP

Soltysinski Kawecki & Szlezak

VCI Legal

Werksmans Attorneys

Wikborg Rein

Zhong Lun Law